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SEC

Final Note

Trump picks a Wall Street lawyer to head the SEC

by Lizzie O'Leary
Jan 4, 2017
Jay Clayton could be instrumental in undoing Dodd-Frank.
President-elect Donald Trump waves to the crowd while being introduced to speak to supporters at the Giant Center, December 15, 2016 in Hershey, Pennsylvania. 
Mark Wilson/Getty Images
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Final Note

It's Time Warner Inc., not Time Warner cable

by Kai Ryssdal
Oct 27, 2016
Don't worry, the government is having trouble keeping it straight too.
STAN HONDA/AFP/Getty Images
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Brad Katsuyama, IEX co-founder, on how his new stock exchange will make people feel safer

by David Brancaccio
Jun 22, 2016
350 millionths of a second can make quite a difference.
IEX Group President and CEO Bradley Katsuyama testifies before the Senate Homeland Security and Governmental Affairs Investigations Subcommittee about high-speed stock trading in U.S. markets on Capitol Hill back in 2014. 
Chip Somodevilla/Getty Images
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Crowdfund my startup, please!

by Mitchell Hartman
May 16, 2016
New SEC rules allow ordinary investors to buy equity shares in small businesses. That could help spur entrepreneurship.
General atmosphere during TechCrunch Disrupt NY 2015 in New York City.
Noam Galai/Getty Images for TechCrunch
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Now you can crowdfund your angel investors

by Lewis Wallace
May 16, 2016
A change to an 80-year-old law on investing allows small investors to try their hand as venture capitalists.
The only people allowed to be venture capitalists were accredited investors who made $200,000 per year or had a net worth of at least $1 million.
THOMAS LOHNES/AFP/Getty Images
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Is it time to get rid of quarterly earnings reports?

by Tracey Samuelson
Apr 21, 2016
The practice may encourage short-term thinking by companies and investors.
Do frequent earnings reports help or hurt when it comes to making investing decisions? 
Andrew Burton/Getty Images
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SEC wants clarity on CEO pay vs. company performance

by Tracey Samuelson
Apr 29, 2015
The SEC is going to demand that companies provide more transparency about CEO pay.
Securities and Exchange Commission Chairwoman Mary Jo White speaks at 2014 SEC conference in Washington, D.C. 
Win McNamee/Getty Images
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For public good, not for profit.

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Kickstart your startup! SEC votes on crowdfunding

by Dan Weissmann
Oct 23, 2013
The SEC considers rules for allowing companies to raise money online.
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Hey, big spender: Small companies start advertising for investors

by Sabri Ben-Achour
Sep 25, 2013
The JOBS Act has loosened rules to let private companies and hedge funds solicit investment. How are they going about it?
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JPMorgan's Whale expedition costs $920 million

by David Gura
Sep 19, 2013
When a bank agrees to a multi-million dollar fine, who gets the money?
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