Stories Tagged as
Securities and Exchange Commission
President Trump wants companies to report earnings less often. Good idea?
Aug 17, 2018
There’s a dance called earnings season that happens in the corporate world every three months. Public companies are required to open their books and add up all those debits and credits so that investors, analysts, and the media can comb through their financial statements. President Donald Trump on Friday said he’s asked the Securities and […]
Will new IPO rules encourage more public offerings?
by
Adriene Hill
Jul 10, 2017
The Securities and Exchange Commission wants to encourage more companies to go public. More IPOs, the thinking goes, can be good for the economy. Starting today, the government has instituted a new rule allowing all companies, regardless of their size, to file IPO paperwork confidentially. The filings don’t become public until about 15 days before […]
Trump set to reshape the Wall Street regulation?
Mar 23, 2017
The Senate Banking Committee is scheduled to hold a confirmation hearing Thursday on Jay Clayton, President Donald Trump’s choice to head the Securities and Exchange Commission. Clayton does not have a track record in Washington, and that makes it difficult to know if he shares Trump’s distaste for government regulation. But we can tell something […]
Trump picks a Wall Street lawyer to head the SEC
Jan 4, 2017
Jay Clayton could be instrumental in undoing Dodd-Frank.
SEC Chair Mary Jo White to step down
Nov 15, 2016
President-elect Donald Trump and Congress will need to fill three out of five seats in the Securities and Exchange Commission.
Adding value by slowing things down?
Jun 17, 2016
IEX, a market with a 350 microsecond delay, could make a difference to investors.
It's surprisingly hard to figure out what big banks spend to follow the rules
by
Tony Wagner
Apr 13, 2016
But even if we did, would it matter?
For public good, not for profit.
Company tests new waters for small-scale investors
Nov 10, 2015
Groundfloor lets non-accredited investors get in on small-scale real estate deals.
Five years on, Dodd-Frank still controversial
Jul 21, 2015
Regulators are still writing rules for the financial reform law.
Why the SEC is all about 'broken windows'
Sep 11, 2014
The SEC employs an enforcement strategy coined in the 1980s.